APOE4 - Risks and Risk Management

APOE4 - Risks and Risk Management



 

APOE4 - Risks and Risk Management

A Practical Guide

 

 

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Forever Healthy Foundation gGmbH

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D-76227 Karlsruhe, Germany






Version 2.2

July 27, 2020





   


  



Preface



This Practical Guide is part of Forever Healthy's "Maximizing Healthinitiative that seeks to review the world's leading medical knowledge on various health-related topics and turn it into actionable information.



Section 1: Overview 



Motivation



APOE is the gene responsible for coding Apolipoprotein E, a key player in our lipid metabolism. APOE comes in 3 significant variants: ε2, ε3 & ε4. Since humans carry two copies of the gene, there are six possible permutations: APOE 2/2, 2/3, 2/4, 3/3, 3/4 & 4/4. In Europe / USA, roughly 75% of people are APOE3/3, and the APOE3/4 or 4/4 variants are present in 20 - 25 %.

The ε4 variant is well known for its association with a significantly higher risk of Alzheimer's disease. Numerous other conditions have been linked to it including different forms of dementia, cardiovascular disease (CVD), and decreased longevity. There are several important implications for carriers of one or two copies of the ε4 variant, particularly concerning saturated fat and heavy metal detox.



Key Questions 



This analysis seeks to answer the following questions:

  • Which risks are involved in carrying one or two ε4 alleles?

  • What are the potential risk mitigation strategies?

  • Who should be tested for APOE4?



Impatient readers may choose to skip directly to Section 4 for the summary of findings and tips on risk management. 



Section 2: Methods



Literature search



A literature search was conducted on PubMed, Google, Google Scholar, and SNPedia using the search terms shown in Table 1. Titles and abstracts of the resulting studies were screened and relevant articles downloaded in full text. The references of the full-text articles were manually searched to identify additional trials that may have been missed by the search terms.



Table 1: Literature Search (as of Jul 27, 2020 )

Search terms

Number of publications

PubMed: apoe4 ldl (omega-3 or fish oil or dha or epa) not mice

7

PubMed: apoe4 (omega-3 or fish oil or dha or epa) not mice

77

PubMed: apoe exercise not (mice or mouse or rat or monkey)

30

Google Scholar: apoe4 ldl omega-3 OR "fish oil" OR dha OR epa -mice

434

PubMed: apoe e4 OR APOE4 filter: clinical trials

318

Other searches

Google: apoe exercise -mice -mouse -rat -monkey

SNPedia: 4.2 Omega-3 (n-3) fatty acids

SNPedia: 4.3 Alcohol consumption

Other sources

A manual search of the reference lists of the selected papers 



Recommended Reading/Viewing



The following sites and documents offer information on APOE4 at a consumer level and are useful as an introduction to the topic. However, sometimes they are not entirely accurate or specific in every detail.





Abbreviation list



Abbr.

Full text

LDL

Low-Density Lipoprotein

LDL-P

LDL Particle Number

LDL-C

LDL Cholesterol 

HDL

High-Density Lipoprotein

HDL-P

HDL Particle Number

HDL-C

HDL Cholesterol 

SFA

Saturated Fatty Acid

MUFA

Monounsaturated Fatty Acid

PUFA

Polyunsaturated Fatty Acid

CHO

Carbohydrate

AD

Alzheimer's Disease

DHA

Docosahexaenoic acid

EPA

Eicosapentaenoic acid

CRP

C-Reactive Protein

CVD

Cardiovascular Disease





Section 3: Review of APOE4's influence on metabolism & disease



Saturated Fat & LDL-C



There is a correlation between APOE4, the amount of fat consumed, and low-density lipoprotein cholesterol (LDL-C). It appears that it is primarily the amount of saturated fatty acids (SFA) that drives total LDL-C and not monounsaturated fatty acids (MUFA) and polyunsaturated fatty acids (PUFA).



Interview with Joe D. Goldstrich, MD (Goldstrich, 2011)

People that carry the 4 alleles, either one occurrence of it as in 3,4 or in double occurrence as in 4,4, those folks seem to get huge increases in their LDL, especially their small dense LDL, when they eat fat, especially saturated fat, but all fat seems to play a role. 

The maximum amount of fish oil that someone who’s an Apo E4 carrier should take in my opinion is 500 mg of EPA plus DHA.


An anecdotal example of severely elevated LDL on saturated fat consumption due to the bulletproof diet (bayesianinvestor.com)



Saturated Fat: Healthful, Harmful, or Somewhere In Between? (thepaleomom.com)

Even though saturated fat has pretty much been redeemed on the heart disease front, there’s one subset of the population that might genuinely need to limit their intake for the sake of heart-health: ApoE4 carriers!



Gene-nutrient interactions: dietary behavior associated with high coronary heart disease risk particularly affects serum LDL cholesterol in apolipoprotein E epsilon4-carrying free-living individuals (Loktionov et al., 2000)

In the e4-expressing subjects:

  • Alcohol intake was positively correlated with triacylglycerol concentration.

  • Positive correlations between diet and blood lipids were found for total fat intake and total and LDL cholesterol and for saturated fat intake and total and LDL cholesterol.

  • Monounsaturated fat consumption was also positively correlated with total and LDL cholesterol concentrations, whereas it was inversely related to HDL cholesterol. There were also inverse associations between HDL cholesterol and polyunsaturated fat. However, when energy was controlled for by expressing intakes as a percentage of total energy, only the relation between saturated fat and LDL cholesterol remained significant.

 

Saturated Fat & LDL Particle Size



The increase of LDL-C observed in APOE4 carriers when consuming saturated fat seems to result from an increase in both the size and number of LDL particles (LDL-P).



Gene-diet interactions and plasma lipoproteins: Role of apolipoprotein E and habitual saturated fat intake (Campos et al., 2001)

Higher saturated fat intake was associated with smaller LDL particles (-2%, P < 0.05) in APOE2 carriers, and larger LDL particles (+2%, P < 0.05) in APOE4 carriers, but the gene-diet interaction was not statistically significant (P = 0.09).



Saturated Fat & CRP 



There is evidence that consuming saturated fat increases C-reactive protein (CRP), a marker of systemic inflammation, in APOE4 carriers. Multiple studies have reported a lower baseline CRP in APOE4 carriers. 



APOE genotype influences triglyceride and C-reactive protein responses to altered dietary fat intake in UK adults (Carvalho-Wells et al., 2012)

We provide novel evidence of a divergent CRP response to SFA according to APOE genotype, with a significant increase in CRP concentrations after increased SFA intakes evident only in APOE4 carriers.



Impact of the Apolipoprotein E (epsilon) Genotype on Cardiometabolic Risk Markers and Responsiveness to Acute and Chronic Dietary Fat Manipulation (Rathnayake et al, 2019)

In conclusion, this study has confirmed previous findings that the APOE genotype is associated with fasting lipid profile and CRP. 

Additionally, serum CRP was lower in E4 carriers, a finding that has also been observed in other studies.



Mono-unsaturated Fat, Carbohydrates, LDL Particle Size & Particle Count



Elevated LDL particle number (LDL-P) and decreased LDL particle size are both significant CVD risk factors.

There is evidence that MUFA decrease both LDL particle number (good) and LDL particle size (problematic) in APOE4 carriers.

Reduced-fat (particularly saturated fat) diets with low glycemic index carbohydrates appear to have positive effects on the metabolic profile. However, this is probably very individual, and studies can only give us a general hint on ways to try to optimize our diet to lower our CVD risk factors. On a personal level, it is important to experiment with different macro ratios and retest frequently.



Apolipoprotein E isoform phenotype and LDL subclass response to a reduced-fat diet (Dreon et al.,1994)

This study finds that a low-fat diet will reduce LDL size and the decrease in size is bigger for APOE 3/4 & 4/4 than 3/3 and that ApoB, however, remained unchanged.


The Effect of Dietary Fat on LDL Size Is Influenced by Apolipoprotein E Genotype in Healthy Subjects (Moreno et al., 2004)

Even though a MUFA-rich diet increases LDL size compared with a CHO-rich diet, this effect is dependent on apoE genotypes. Thus, the replacement of a CHO diet by a MUFA diet increases LDL-size in apoE 3/3, whereas it decreases it in apoE 4/3 subjects.



Diets used in the Moreno Study



SFA

CHO

MUFA



SFA

CHO

MUFA

Protein

15%

15%

15%

SFA

20%

10%

10%

MUFA

12%

12%

22%

PUFA

6%

6%

6%

CHO

47%

57%

47%



Moreno shows that for APOE3/4, a MUFA based diet produces a greater increase in HDL-C and a reduction in triglycerides, LDL-C, and ApoB (a proxy for LDL-P) than a carbohydrate (CHO) based diet.



APOE4 Genotype Exerts Greater Benefit in Lowering Plasma Cholesterol and Apolipoprotein B Than Wild Type (E3/E3), After Replacement of Dietary Saturated Fats With Low Glycaemic Index Carbohydrates (Griffin et al., 2018)

... there was evidence of a significant diet x genotype interaction with significantly greater decreases in TC (p = 0.02) and apo B (p = 0.006) among carriers of E4 when SFA was replaced with low GI carbohydrate on a lower-fat diet (TC -0.28 mmol/L p = 0.03; apo B -0.1 g/L p = 0.02), and a relative increase in TC (in comparison to E3/E3) when SFA was replaced with MUFA and high GI carbohydrates (TC 0.3 mmol/L, p = 0.03).



Dietary Cholesterol



APOE4 carriers seem to have a higher uptake of dietary cholesterol than APOE 2 & 3. There is evidence that they also experience greater decreases in total cholesterol and apo B when saturated fats are replaced with low GI carbohydrates on a lower-fat diet. 
 

Apolipoprotein E polymorphism and atherosclerosis (Davignon et al.,1988)

When the response of an E3/3 phenotype was used for comparison, individuals with an E3/2 phenotype had a lower rate of intestinal absorption of cholesterol, while those with an E4/3 phenotype had a higher rate



APOE4 Genotype Exerts Greater Benefit in Lowering Plasma Cholesterol and Apolipoprotein B than Wild Type (E3/E3), after Replacement of Dietary Saturated Fats with Low Glycaemic Index Carbohydrates (Griffin et al., 2018)

Following intervention, there was evidence of a significant diet x genotype interaction with significantly greater decreases in TC (p = 0.02) and apo B (p = 0.006) among carriers of E4 when SFA was replaced with low GI carbohydrate on a lower fat diet (TC -0.28 mmol/L p = 0.03; apo B -0.1 g/L p = 0.02), and a relative increase in TC (in comparison to E3/E3) when SFA was replaced with MUFA and high GI carbohydrates (TC 0.3 mmol/L, p = 0.03). 



Fish Oil & LDL / HDL



Docosahexaenoic acid (DHA) and Eicosapentaenoic acid (EPA) are the main omega-3 essential fatty acids in fish oil and are generally considered to have a number of important health benefits. However, there is some evidence that for APOE4 carriers, DHA supplementation may be less effective and can substantially increase LDL-C, reduce LDL particle size, and increase LDL-P. Additionally, EPA may also lower HDL-C and HDL-P.

APOE4 carriers exhibit disturbances in DHA metabolism. This results in an inability to maintain an appropriate balance between the arachidonic acid and DHA/EPA content in phospholipids that the body creates or modifies. This imbalance leads to an inflammatory state that may contribute to the development of several diseases. 

DHA and EPA clearance from plasma is also faster than in non-carriers. Lower levels of DHA (baseline and post-supplementation) in APOE4 carriers have been reported by several studies. 

There is, however, also a significant amount of evidence that APOE4 carriers do profit from anti-inflammatory effects, and lowering of triglycerides (TG) & very-low-density LDL (VLDL) following DHA supplementation and that the negative effects may be dose-dependent.

Consumption of DHA/EPA between the amount of 700 - 1,800 mg/day appears to have net positive effects.



Disturbance in uniformly 13C-labelled DHA metabolism in elderly human subjects carrying the apoE e4 allele (Chouinard-Watkins et al., 2013)

In E4+, mean plasma [13C]DHA was 31 % lower than that in E4-, and cumulative b-oxidation of [13C]DHA was higher than that in E4- 1–28 d post-dose (P#0·05). A genotype time interaction was detected for cumulative b-oxidation of [13C]DHA (P 0·01). The whole-body half-life of [13C]DHA was 77 % lower in E4+ compared with E4- (P 0·01). 



Effect of APOE Genotype on Plasma Docosahexaenoic Acid (DHA), Eicosapentaenoic Acid, Arachidonic Acid, and Hippocampal Volume in the Alzheimer’s Disease Cooperative Study-Sponsored DHA Clinical Trial (Tomaszewski et al., 2020)

The preferential binding of APOE4 compared to APOE ε3 (APOE3) and APOE2 alleles (APOE4 > APOE3 > APOE2) with larger fat-containing particles contributes to altered lipid and cholesterol metabolism. For example, DHA and EPA are transported on chylomicrons to the liver following absorption, and APOE4 carriers have faster DHA and EPA clearance from plasma compared to non-carriers



ApoE Polymorphism and Fish Oil Supplementation in Subjects With an Atherogenic Lipoprotein Phenotype (Minihane et al., 2000)

In apoE4 individuals, a significant increase in total cholesterol and a trend toward a reduction in HDL-C relative to the common homozygous E3/E3 profile was evident.



Contribution of apolipoprotein E genotype and docosahexaenoic acid to the LDL-cholesterol response to fish oil (Olano-Martin et al., 2009)

High dose DHA supplementation is associated with increases in total cholesterol in E4 carriers, which appears to be due to an increase in LDL-C and may in part negate the cardioprotective action of DHA in this population subgroup.



APOE genotype modifies the association between plasma measured omega-3 fatty acids and plasma lipids in the Multi-Ethnic Study of Atherosclerosis (MESA) (Liang et al., 2013)

Significant gene-EPA interactions were found with HDL-C and particle concentrations of large and total HDL. The lipid targets were positively associated with EPA in the E2 groups, whereas negative trends were observed among the E4 participants. Gene-DHA interactions were noted for small LDL particle concentrations alone, where a positive trend was found among E4 but not E2 or E3 participants.


Effect of sex and genotype on cardiovascular biomarker response to fish oils: the FINGEN Study (Caslake et al., 2008)

In contrast with our previous study, in which an effect of genotype on the LDL cholesterol response was evident—7% increases were observed in the group as a whole, and 3%,1%, and 16% increases were observed in E2, E3, and E4 subgroups, respectively, after 3 g EPA DHA/d — there was no significant effect of genotype in the current study ( 0.7g/d & 1.8g/d ). Taken together, these data suggest that the effect of APOE genotype on the LDL- cholesterol response may be dose-dependent.

...the greatest hypotriacylglycerolemic effects were evident in apoE4 males: 15% (P 0.004) and 23% (P 0.001) reductions in TAG concentrations were evident after the 8-wk 0.7FO and 1.8FO intervention periods, respectively, in the male E4 subgroup

At a population level, the overall clinical significance of the 0 –10% TAG, cholesterol, and HDL and LDL size changes may be modest, but, for certain persons, such as males with an APOE4 genotype (11% of whites), the lipid-modulatory effects observed at these EPA-DHA doses are likely to have a significant effect on CVD risk



APOE genotype influences triglyceride and C-reactive protein responses to altered dietary fat intake in UK adults (Carvalho-Wells, 2012)

Also, we have reported that the commonly observed LDL-cholesterol– raising effect of high-dose fish oils, particularly DHA, is most evident in APOE4 carriers. A significant 10% increase in LDL cholesterol was observed in this subgroup after supplementation with a DHA-rich oil (3.7 g DHA/d) as was a modest reduction evident in the wild-type APOE3/E3 group, which was broadly consistent with the findings of an earlier study 

In contrast with our previous findings, in the current study (against a background diet high in total fat and SFA) we observed no increase in total and LDL cholesterol in the APOE3/E4 group after high-dose DHA supplementation

In conclusion, our data indicate that, in normolipidemic individuals, heterozygous APOE4 status is unlikely to be a major population determinant of the fasting cholesterol responses to altered fat intakes, but conferred greater sensitivity to the hypotriglyceridemic actions of DHA



Disrupted fatty acid distribution in HDL and LDL according to apolipoprotein E allele (Dang et al., 2015)

...young E4+ participants already had a tendency toward lower baseline-DHA levels in LDL particles as well as a more atherogenic ω-6/ω-3 PUFA ratio in LDL pre- and post-supplementation.



Interaction between BMI and APOE genotype is associated with changes in the plasma long-chain–PUFA response to a fish-oil supplement in healthy participants (Chouinard-Watkins et al., 2013)

Our findings indicate that apolipoprotein E genotype and BMI may be important variables that determine the plasma long-chain PUFA response to dietary fat manipulation. APOE4 carriers with BMI ≥25.5 may need higher intakes of DHA for cardiovascular or other health benefits than do noncarriers 



The effect of APOE genotype on the delivery of DHA to cerebrospinal fluid in Alzheimer’s disease (Yassine et al., 2016)

Baseline CSF Aβ42 levels were significantly lower in ɛ4 carriers than in ɛ4 noncarriers (p = 0.01). Participants carrying the ɛ4 allele (n = 25) demonstrated a less pronounced increase in CSF DHA level compared with noncarriers (n = 4), APOE ɛ4 allele and lower CSF Aβ42 levels were associated with less transport of DHA to CSF. 



Apolipoprotein E genotype status affects habitual human blood mononuclear cell gene expression and its response to fish oil intervention (Matualatupauw et al., 2016)

Interestingly, 6 months of fish-oil supplementation decreased IFN-related gene expression in APOE4 carriers. The increased expression of genes in the IFN signaling pathway and IFN-regulated genes in PBMCs of APOE4 carriers at baseline may point toward a systemic pro-inflammatory state.  



Motor Function



There is inconclusive evidence on a correlation between APOE4 and motor function. Some studies have reported a relationship between the presence of an APOE4 allele and the decrease of motor function in healthy adults while others found no such association.



The Association of APOE Ε4 Status with Lower Limb Function and Handgrip strength in older Adults (Maltais et al., 2019)

Some studies have found a possible relationship between the presence of an ApoE ε4 allele and the decrease of motor function in healthy older adults. No significant cross-sectional or prospective associations were found between ApoE ε4 status, lower-limb function, and handgrip strength in our study.



Exercise 



There is lots of evidence that regular exercise can counter the risk posed by carrying APOE4. A sedentary lifestyle increases the risk of cognitive decline and Alzheimer's. However, a study has also shown that exercise is less effective in improving brain function in APOE4 carrying individuals than in those carrying APOE2 or E3 alleles.



Exercise, APOE genotype, and the evolution of the human lifespan (Raichlen et al., 2014

There is growing evidence that physical activity, exercise, and aerobic fitness significantly reduce CAD risk and improve cognitive aging and biomarkers of AD pathology in APOE e4 carriers.



Exercise Engagement as a Moderator of the Effects of APOE Genotype on Amyloid Deposition (Neurol et al., 2012)

Collectively, these results suggest that cognitively normal sedentary APOE ε4-positive individuals may be at augmented risk for cerebral amyloid deposition.



Physical Activity May Modulate Effects of ApoE Genotype on Lipid Profile (Bernstein et al., 2002)

Increasing physical activity may compensate for the potentially deleterious effects of the apoE4 genotype on the lipid profile, at least in western (European) populations. It appears that this protection may be obtained by performing any high-intensity physical activity (ie, expending 4 times the BMR or more), such as brisk walking or sports.



Physical activity reduces hippocampal atrophy in elders at genetic risk for Alzheimer's disease (Smith et al., 2014)

Participants who endorsed one of the two items indicating two or fewer days of low-intensity PA (ranging from no PA to slow walking or light chores) were classified as physically inactive (Low PA). Participants endorsing one of the remaining three items describing moderate to vigorous-intensity PA three or more days per week (ranging from brisk walking, jogging or swimming for 15 min or more, or moderately difficult chores for 45 min, to regular jogging, running, bicycling or swimming for 30 min or more, or playing sports such as handball or tennis for an hour or more) were classified as physically active (High PA).

... change from baseline to 18-month follow-up. A significant interaction was observed between Risk and PA for the hippocampus. Hippocampal volume decreased 3% in the High Risk/Low PA group, whereas the volumetric changes in the remaining three groups were negligible.



Effect of aerobic exercise on cognition in younger adults A randomized clinical trial (Stern et al., 2019)

Controlling for age and baseline performance, individuals with at least one APOE ε4 allele showed less improvement in executive function with aerobic exercise



Neurodegeneration & Multiple Sclerosis



A correlation between APOE4 and increased risk of various types of neurodegeneration and other diseases of the CNS has been shown in several studies. There is also evidence that ApoE isoforms control Aβ production (a key pathological finding in AD). 



APOE and Alzheimer’s Disease: Evidence Mounts that Targeting APOE4 may Combat Alzheimer’s Pathogenesis (Uddin et al., 2018)

It has been found that 40 to 80% of people with AD have at least one APOE4, and it increases the risk of AD in heterozygotes and homozygotes by 3 and 15 times, respectively.



Relative effect of APOE e4 on neuroimaging biomarker changes across the lifespan (Gonneaud et al., 2016)

There was no significant effect of APOE or APOE × age interaction on gray matter volume and glucose metabolism, although decreases with age tended to be stronger in noncarriers than in carriers. In contrast, β-amyloid (Aβ) deposition was significantly higher in carriers compared with noncarriers in a largely distributed network, and there was a significant APOE × age interaction such that Aβ deposition increased nonlinearly with age in APOE ε4 carriers only.



Apolipoprotein E e4 allele frequency in patients with Lewy body dementia, Alzheimer's disease and age-matched controls (St Clair et al., 1994)

There was a 3-fold increase in the epsilon 4 allele frequency in both LBD and AD groups compared with controls. These results indicate that LBD and AD share the epsilon 4 allele of ApoE as a major risk factor for the development of disease and suggest a similarity in disease aetiology. 



Apolipoprotein E 4 is associated with rapid progression of multiple sclerosis (Fazekas et al., 2001)

The authors found no significant differences in the distribution of genotypes between patients with MS and controls. However, patients with MS with the epsilon4 allele (n = 85) had a significantly higher progression index of disability (0.46 +/- 0.4 versus 0.33 +/- 0.26; p < 0.004) and a worse ranked MS severity score (5.1 +/- 1.9 versus 5.7 +/- 1.7; p = 0.05) than their non-epsilon4 counterparts,



Apolipoprotein E ε4 Is Associated with Neuronal Loss in the Substantia nigra in Alzheimer’s Disease (Camicioli et al., 1999)

Among 31 prospectively assessed subjects with pathologically confirmed AD (without Lewy bodies), epsilon4+ subjects had a longer duration of disease (by 2.8 years, p = 0.04). Only cell loss in the substantia nigra (p = 0.002) was associated with epsilon4. Neither neurofibrillary tangles nor plaque counts were associated with epsilon4



Regional brain atrophy in cognitively intact adults with a single APOE 4 allele (Wishart et al., 2006)

The epsilon3/epsilon4 participants showed lower gray matter density than the epsilon3/epsilon3 participants in right medial temporal and bilateral frontotemporal regions as well as other areas



White Matter Lesions in Alzheimer Patients Are Influenced by Apolipoprotein E Genotype (Bronge et al.,1999

The patients with the APOE genotype sigma4/4 had more extensive WMLs in the deep white matter than patients with genotypes sigma3/3 and sigma3/4. There was a correlation with age for WMLs in the deep white matter in patients with the APOE sigma3/3 genotype. In patients carrying at least one sigma4 allele, the WMLs showed no age correlation 



Roles of apolipoprotein E4 (ApoE4) in the pathogenesis of Alzheimer’s disease: lessons from ApoE mouse models (Huang et al., 2011)

Based on our studies, we hypothesize that the Aβ and plaque-independent effects of apoE4 on neuronal and behavioural deficits are caused by neurotoxic effects of the apoE fragments



Traumatic Brain Injury 



There is some evidence that APOE4 carriers have enhanced EEG abnormalities and worse functional outcomes following traumatic brain injury (TBI).

 

Different quantitative EEG alterations induced by TBI among patients with different APOE genotypes (Jiang et al., 2011)

But in the TBI group, APOE4 carriers had more focal or global irregular slow wave activities than APOE4 non-carriers. APOE gene did not influence brain electrical activity under normal conditions, but TBI can induce different alterations among different APOE gene carriers, and APOE4 allele enhances the EEG abnormalities at the early stage of TBI